Compliance

Slides from the Compliance Officers Forum, 2009

Slides from the Event

Preparing for Solvency II, Lushan Naidoo and Miriam Bell, Oliver Wyman

Data Protection Act - the things you need to know, Richard Ansell, ICO

TCF Next Steps - Keeping it Fresh, Charles Cattell and Joanne Hindle

Slides from the Compliance Officers Forum, November 6, 2008, Oxford

Slides from the Event

TCF Frameworker Presentation

Fraud Prevention, Edward de la Billiere, Hill Dickinson

Using e-learning to manage compliance and operational risk

Slides from the 2008 Compliance Officers Forum

TC Slides Friendly Societies 15 May 2008

David Young slides

EPC Presentation

Risk Management without the fuss - Lee Glover, Clement Keys

Clement Keys - Example Risk register

Slides from the 2007 Compliance Officers Forum

Slides from the Event (Handouts)

Retail Distribution Review (Martin Shaw)

Supervision of firms (Bosco d'Silva)

Working with FSA Product Design Principles (Conolly Tunnard)

The Financial Ombudsman Service